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KYC QC Analyst- 7/31/19

Jersey City, NJ
Job Title KYC QC Analyst-
Location: NY, NY
Duration: End of Year with possibility of extension

 
The ECM team has KYC analysts Quality Control Analysts to perform KYC review.  This is to ensure the KYC can be completed in time and the quality standard can be met.

Role to be played by the consultant/contractor:
  • The QC Analyst will review cases for full adherence with Client's Know Your Client Global Policy, Global KYC Key Operating Procedures and any applicable Local Variance.
  • Ensures profile review is completed timely and within quality expectations, including review conclusions that are clear, complete and supported by the information in the file.
  • The QC Analyst will identify and escalate critical issues to the Team Head and Compliance.
  • The QC Analyst will review cases for full adherence with Client's Know Your Client Global Policy, Global KYC Key Operating Procedures and any applicable Local Variance.
  • Analyze negative news and political exposure persons and prepare written analysis and recommendation
  • Coordination across all key stakeholders in the screening process (eg. Front Office, KYC Advisory, Sanctions)
  • Perform other assignments as assigned.
 
Profile
 Description of the skills/knowledge/expertise required :
  • Previous experience in KYC/AML preferably in an Institutional Banking environment
  • Highly analytical person with comprehensive understanding and application of risk-based procedures
  • Strong organizational and communications skills with excellent attention to detail.
  • Ability to deliver to a high standard under pressure and short deadlines.
  • Ability to multitask and manage a high number of priorities.
  • Excellent verbal and written communication skills.
  • Good knowledge of MS office package (Word, Excel, PowerPoint) 
 
Environment  History of Project:
  • Gbsu is the global cross-business client management division for Client's GbsuCld KYC’s mission is to coordinate and streamline the Wholesale client experience in terms of post-trade and on-boarding by working in collaboration with Operations, IT, the business-lines, Compliance, etc. The department intervenes during the entire client lifecycle, at all landmark moments. It will first make integration or on-boarding easier by coordinating the collection of documents, the creation of client data and the performance of regulatory controls - together with the business-lines, Compliance, Legal, Risks, etc. The data collected is then updated throughout the client relationship.
  • The KYC Existing Client Management (“ECM”) team, is responsible for performing AML and sanctions check on clients, including CIP requirements, or applicable counterparties as part of the periodic review processes and escalating any potential issues to the Financial Crimes Compliance team in line with the Firm’s policies. The team is also responsible for maintaining KYC files in compliance with the standards required in the Group Policy.
 


 
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